Industry Self-Regulation in Financial Services

Date
Tuesday, September 24, 2024
Time
4:00 PM - 4:45 PM
Description

The financial services industry has among the oldest and most well-established traditions of industry self-regulation in the securities market, dating back to 1939. On this panel, speakers will explore modern examples of industry self-regulation in financial services, including its use in the debt buying industry, its potential among in the mortgage broker industry, financial services generally and other specific use cases.